Registration for Securities Investments – California Globe

Registration for Securities Investments – California Globe

Commercial Code, Division 8, Chapter 4, deals with registration involving investment securities.  Section 8401 provides that, if a certificated security in registered form is presented to an issuer with a request to register transfer or an instruction is presented to an issuer with a request to register transfer of an uncertificated security, the issuer is required to register the transfer as requested if the seven specified conditions are met. …