SEC Whistleblower Awarded $3 Million for Providing Information, Identifying Witnesses - The National Law Forum
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1 Articles
SEC Whistleblower Awarded $3 Million for Providing Information, Identifying Witnesses - The National Law Forum
On January 13, the U.S. Securities and Exchange Commission (SEC) issued a $3 million whistleblower award to an anonymous individual who voluntarily provided the Commission with original information which led to a successful enforcement action. According to the award order, the whistleblower “provided information that helped streamline the Covered Action investigation and assisted the Commission staff in drafting document requests, participated i…
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