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SIFMA Statement on Issuance of Revised No-Action Relief for SEC Rule 15c2-11

Summary by Traders Magazine

Washington, DC, November 22, 2024 – SIFMA today issued the following statement from president and CEO Kenneth E. Bentsen, Jr. on the issuance of revised no-action relief for SEC Rule 15c2-11: “Extending the 15c2-11 no-action relief is the right outcome and we commend the SEC for taking this approach. SIFMA has long held that rules need to be fit for purpose and designed thoughtfully. In this case, an equity-markets focused rule was ill-suited …

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SIFMA Statement on Issuance of Revised No-Action Relief for SEC Rule 15c2-11

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